Comment Letters

POSTED Nov 18, 2011
FIF Letter to the IRS raising concerns regarding 2013 implementation date for Fixed Income basis reporting in light of lack of final regulations and opening a dialogue to understand challenges faced by FIF member firms.
POSTED Sep 16, 2011

FIF letter to FINRA regarding Testing and Production Concerns on OATS Expansion to NMS Stocks

POSTED Jun 23, 2011
FIF Comment Letter to the SEC regarding real-time position reporting and transaction reporting on Short Sale Reporting Study required by Dodd-Frank Act Section 417(a)(2)
POSTED Jun 22, 2011

FIF Letter to the SEC regarding scope/exemptions and implementation considerations/timing on Limit Up-Limit Down

POSTED Mar 18, 2011

FIF letter to FINRA on implementation issues associated with FINRA Rule 5131 including definition of "commencement of trading", scope of the rule and implementation timing

POSTED Sep 24, 2010

FIF Letter to the SEC on Addition of Routed Price and Short Sale Exempt Identifier to OATS Route Reports

POSTED Sep 17, 2010

FIF Letter to the SEC regarding the expansion of OATS to all NMS Securities


© 2024 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm