Compliance and Surveillance - Overview

The Compliance and Surveillance Working Group focuses on compliance and trade surveillance issues that impact FIF members. This includes FIF hosting webinars and firm discussions on specific compliance and surveillance topics of interest to FIF members.

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Interested in joining us?

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Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm