FIF offers members insight into front office, back office and market data implementation issues impacting the securities industry. Learn more →


New Member Firm:  Vela Trading Technologies

New Member Firm:  Vela Trading Technologies

FIF is pleased to announce that Vela Trading Technologies has joined the Financial Information Forum Community 

New Member Firm: Raymond James

New Member Firm:  Raymond James

The Financial Information Forum is proud to announce that Raymond James has joined the FIF community.

FIF Submits CAT Comment Letter to SEC

Consolidated Audit Trail

On July 18, 2016, FIF submitted a Comment Letter on the Consolidated Audit Trail (CAT) on behalf of its member firms.  The text of the letter is available here.

SEC Proposed 600/606 Amendments

SEC Proposed rule 600/606 amendments

The SEC is proposing to amend Rules 600/606. 

June Market Data Capacity Statistics Available

Market Data Capacity Statistics

June Market Data Capacity Statistics Now Available


Retail Execution Quality Statistics

The FIF Rule 605/606 Working Group has been working on improving access to execution quality statistics for the retail community.

To participate in this initiative or for additional information, please contact the FIF Program Office

Retail Broker Dealers

See Template for Retail Broker Dealers

Wholesale Market Makers

See Template for Wholesale Market Makers

Top Initiatives

FIF maintains an initiative tracking list including key milestones and status on over 30 of the most relevant and important initiatives in the industry.

Comment Letters

FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology. These letters are available to the general public.

View All Comment Letters →