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Fourth Quarter FIF Retail Execution Quality Statistics Now Available

FIF Retail Execution Quality Statistics

Fourth quarter FIF Retail Execution Quality Statistics now available at 

TRACE for Treasuries

TRACE for Treasuries

Effective Monday, July 10, 2017, FINRA member firms will be required to report transactions executed in Treasury securities (Treasuries) to TRACE as per Regulatory Notice 16-39.

December Market Data Capacity Statistics

January Market Data Capacity Statistics

CAT Approved  by the SEC

CAT NMS Plan Approved

The Consolidated Audit Trail was approved on November 15th.  FIF will be holding bi-monthly meetings to cover various implementation concerns.

EMMA Review With MSRB

FIF Call with MSRB

On March 14th at 1pm EST, FIF is holding a joint meeting with MSRB regarding a review of MSRB's EMMA Website. Contact if you would like to join the call.

SEC Proposed 600/606 Amendments

SEC Proposed rule 600/606 amendments

FIF submitted a Comment Letter in response to Rule 600/606 amendments (Disclosure of Handling Information)

Retail Execution Quality Statistics

The FIF Rule 605/606 Working Group has been working on improving access to execution quality statistics for the retail community.

To participate in this initiative or for additional information, please contact the FIF Program Office

Retail Broker Dealers

See Template for Retail Broker Dealers

Wholesale Market Makers

See Template for Wholesale Market Makers

Top Initiatives

FIF maintains an initiative tracking list including key milestones and status on over 30 of the most relevant and important initiatives in the industry.

Comment Letters

FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology. These letters are available to the general public.

View All Comment Letters →

FIF Members

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