FIF offers members insight into front office, back office, technology and market data implementation issues impacting the securities industry. Learn more →


FIF-FINRA Engagement Initiative Comment Letter

FIF Comment Letter on FINRA Engagement Initiative

FIF has submitted a comment letter in response to the FINRA Engagement Initiative. View this and other comment letters here

New Member Firm: Kx Systems


FIF is pleased to announce that Kx Systems has joined the Financial Information Forum Community.

FIF Forms Mark-Up/Mark-Down Working Group

FIF Forms Mark-Up/Mark-Down Working Group

FIF has formed a working group to address various  issues pertaining to the implementation of new Mark-Up/Mark-Down confirmation disclosures required by FINRA and the MSRB.

First Quarter FIF Retail Execution Quality Statistics Now Available

FIF Retail Execution Quality Statistics

First quarter FIF Retail Execution Quality Statistics now available here.

May Market Data Capacity Statistics

May Market Data Capacity Statistics

CAT Participant Specs Released

CAT Participant Specs Released

The Consolidated Audit Trail Participant Specs were released to the public on May 16. If you have any questions or concerns regarding the new specs, contact the program office at 

Retail Execution Quality Statistics

The FIF Rule 605/606 Working Group has been working on improving access to execution quality statistics for the retail community.

To participate in this initiative or for additional information, please contact the FIF Program Office

Retail Broker Dealers

See Template for Retail Broker Dealers

Wholesale Market Makers

See Template for Wholesale Market Makers

Top Initiatives

FIF maintains an initiative tracking list including key milestones and status on over 30 of the most relevant and important initiatives in the industry.

Comment Letters

FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology. These letters are available to the general public.

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FIF Members

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