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Highlights

FIF Year-End Event Sponsored by Hewlett Packard Enterprise

FIF year-end event - sponsored by hewlett packard enterprise

To register for this event, held on December 13, 2016 at the Museum of American Finance, please click here

Addendum to S7-14-16

FIF Addendum - S7-14-16

On November 7, 2016, FIF submitted to the SEC an addendum to S7-14-16, which includes FIF's proposed combined template.  

MSRB Rules G-15 and G-30 (Customer Confirmations)

MSRB Rules G-15 and G-30 (Customer ConFIRmations)

On October 4, 2016, FIF submitted a comment letter in response to MSRB's proposed amendments to Rule G-15 and G-30.

FINRA Rule 2232 Amendments (Customer Confirmations)

FINRA Rule 2232 (Customer Confirmations)

Please click here to review FIF's comment letter in response to the proposed amendments to FINRA Rule 2232.

SEC Proposed 600/606 Amendments

SEC Proposed rule 600/606 amendments

FIF submitted a Comment Letter in response to Rule 600/606 amendments (Disclosure of Handling Information)

September Market Data Capacity Statistics Available

Market Data Capacity Statistics

October Market Data Capacity Statistics Now Available

 

Retail Execution Quality Statistics

The FIF Rule 605/606 Working Group has been working on improving access to execution quality statistics for the retail community.

To participate in this initiative or for additional information, please contact the FIF Program Office

Retail Broker Dealers

See Template for Retail Broker Dealers

Wholesale Market Makers

See Template for Wholesale Market Makers

Top Initiatives

FIF maintains an initiative tracking list including key milestones and status on over 30 of the most relevant and important initiatives in the industry.

Comment Letters

FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology. These letters are available to the general public.

View All Comment Letters →