CAT Transaction Reporting and CAT CAIS Working Groups

FIF has scheduled two CAT Working Group calls for this week. The first call will be a joint call for the CAT Transaction Reporting and CAT CAIS Working Groups on Monday February 10 at 2 pm ET. During this call, the Working Groups will discuss a draft FIF letter in response to the recent blog by Robert Cook, the President and CEO of FINRA, titled “CAT Should Be Modified to Cease Collecting Personal Information on Retail Investors.” The second call be for the CAT Transaction Reporting Working Group and is scheduled for Wednesday February 12 at 2 pm ET. The Wednesday call will focus on the BFMM Flag, representative order linkage, CAT costs and other CAT Transaction Reporting issues. 

POSTED Feb 10,2025

Short Position Reporting

The Short Sales / Reg SHO / Short Reporting Working Group will have its next call on Tuesday February 11 at 11 am ET. The Working Group will continue its discussion of the implementation of short position reporting.  

POSTED Feb 10,2025

Risk Controls and Supervision for Extended Hours Trading

At the request of an FIF member, FIF has scheduled a call for Wednesday February 12 at 1 pm ET to discuss risk controls and supervision for extended hours trading. If you are interested in this topic, please send a note to fifinfo@fif.com, and we will include you in this discussion.

POSTED Feb 10,2025

SEC Transition Working Group

FIF has scheduled the next call for the SEC Transition Working Group for Thursday February 13 at 2 pm ET. The Working Group will continue its discussion of issues and recommendations for FIF to raise with the incoming SEC Chair during 2025. If you are interested in this topic and are not a member of this Working Group, you can update your FIF profile or contact fifinfo@fif.com.

POSTED Feb 10,2025

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