FIF - Financial Information Forum

SIP Fractional Shares and Vendor Display Rule

FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the TRF / ORF Working Group for Monday January 5 at 1 pm ET. The Working Groups will discuss whether the SIP dissemination of fractional share execution quantities (to be implemented on February 23, 2026) will impact broker-dealer obligations under the vendor display rule. If you would like to participate on this call and are not a member of either Working Group, please send a note to fifinfo@fif.com.

POSTED Jan 05,2026

Rule 605 Working Group

The Rule 605 Working Group will have its next call on Tuesday January 6 at 1 pm ET. The Working Group will continue the discussion of open interpretive questions relating to implementation of the Rule 605 amendments, including reporting for different order types and orders with different characteristics. 

POSTED Jan 05,2026

DTCC Tokenization Services

FIF has scheduled a joint call for the Back Office Committee and the Digital Asset Securities Working Group for Tuesday January 6 at 2 pm ET to continue the discussion of the no-action letter granted by the SEC to DTC relating to the DTCC Tokenization Services.  

POSTED Jan 05,2026

SLATE Working Group

The next call for the SLATE Working Group will be on Thursday January 8 at 11 am ET. The Working Group will continue its discussion of issues relating to SLATE implementation to raise with the SEC and FINRA.

POSTED Jan 05,2026

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Financial Information Forum

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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