FIF - Financial Information Forum

Back Office Committee

The Back Office Committee will have its next call on Tuesday April 14 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC and FINRA updates during the past month.

POSTED Apr 13,2026

CAT Transaction Reporting and CAIS Working Groups

FIF has scheduled two joint calls for the CAT Transaction Reporting and CAIS Working Groups for the  week of April 20. The first call will be on Monday April 20 at 1 pm ET; the second call will be on Wednesday April 22 at 2 pm ET. The Working Groups will continue the discussion on prioritizing the recommendations previously submitted by the FIF Working Group to CAT LLC.

POSTED Apr 13,2026

Front Office Committee

The Front Office Committee will have its next call on Tuesday April 21 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenter will be Dmitri Galinov of 24X Exchange, who will discuss the recent exemption request submitted by 24X Exchange to the SEC and the benefits of trading stocks and tokenized securities overnight on a regulated exchange.

POSTED Apr 13,2026

Rule 605 Working Group

FIF has scheduled two calls for the Rule 605 Working Group for the week of April 20. The first call will be on Tuesday April 21 at 1 pm ET; the second call will be on Thursday April 23 at 1 pm ET. The Working Group will continue its discussion of the Rule 605 FAQs and Rule 605 exemptive order published by the SEC on April 1 and a draft letter to the SEC with questions and comments on the Rule 605 FAQs.

POSTED Apr 13,2026

CAT Transaction Reporting Scenarios for Options

FIF has scheduled a call for the CAT Transaction Reporting Working Group for Thursday April 23 at 12 pm ET to continue the discussion of CAT Transaction Reporting scenarios for options.

POSTED Apr 13,2026

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Financial Information Forum

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fifinfo@fif.com
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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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