FIF Quarterly Event Sponsored by OTC Markets

Note: Registration is now closed, all registrants should have a calendar invite with instructions. See you all tomorrow! FIF is excited to announce our first quarterly event of 2026, sponsored by OTC Markets. After opening remarks from Dan Zinn of OTC Markets, there will be two panels, one on Building Regulated U.S. Markets for Tokenized Securities and Digital Commodities, and the other panel focusing on exchange and other market developments, including expanded exchange trading hours, SIP odd lots and changes to minimum quoting increments. On the Tokenized Securities and Digital Commodities Panel, the moderator will be Shawn Sloves of Fundamental Interactions. The panelists will be Pat LaVecchia of Ondo Financial, Reid Noch of TD Securities and Jeff Mendl of OTC Markets. For the panel focusing on exchange and other market developments, including expanded exchange trading hours, SIP odd lots and changes to minimum quoting increments, the moderator will be Tom Jordan of Jordan & Jordan, and the panelists will be John Ramsay of IEX, Arnaud Derasse of Exegy and Mike Masone of Citi. The event will take place on Tuesday March 24th at OTC Markets' offices at 300 Vesey Street, New York, NY 10282. Registration in the lobby begins at 4pm ET, the speaking engagement will be from 5-6:30pm ET with refreshments and networking afterwards from 6:30-8pm ET. FIF would like to thank OTC Markets for sponsoring this event. FIF Members may register for free here (sign in the site first, then register), non-members who are interested in attending may contact the program office at fifinfo@fif.com.

POSTED Mar 23,2026

Rule 605 Working Group

The next call for the Rule 605 Working Group will be on Monday March 23 at 11 am ET. The Working Group will continue its discussion of a draft letter to the SEC relating to implementation of the Rule 605 amendments, including reporting for different order types and orders with different characteristics.

POSTED Mar 23,2026

Trump Accounts Working Group

The next call for the Trump Accounts Working Group will be on Monday March 23 at 1 pm ET. This Working Group provides a forum for FIF members to discuss technical and operational issues relating to the creation and maintenance of Trump Accounts, including the account transfer process. If you would like to participate in these discussions, please update your FIF profile or send a note to fifinfo@fif.com.

POSTED Mar 23,2026

CAT Transaction Reporting and CAIS Working Groups

FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday March 25 at 2 pm ET. The Working Groups will continue their discussion of proposals to reduce CAT costs, the removal of PII from CAIS, and required CAT reporting changes to conform to the expansion of exchange trading hours. 

POSTED Mar 23,2026

24x7 Trading Working Group

The 24x7 Trading Working Group will have its next call on Thursday March 26 at 11 am ET. The Working Group will continue its discussion of issues raised by FIF members relating to the planned expansion of exchange trading hours. The Working Group will also discuss a revised draft letter to FINRA relating to registration of personnel based outside the U.S. who support low-touch trading overnight.

POSTED Mar 23,2026

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