SEC Order Competition Rule Proposal

FIF has scheduled a call for Monday January 30 at 2 pm ET to continue the discussion of the SEC’s Order Competition Rule proposal. FIF has invited members of the Data and Technology Committee, the Front Office Committee and the Compliance and Surveillance Working Group to participate on this call. If you would like to participate on this call and are not a member of any of these groups, please update your FIF profile or contact fifinfo@fif.com.

POSTED Jan 30,2023

Regulation Best Execution

On Thursday February 2 at 11 am ET, James Dombach and Larry Bergmann of the Davis Wright Tremaine law firm will discuss the SEC’s recent Regulation Best Execution rule proposal. FIF has invited members of the Front Office Committee and the Compliance and Surveillance Working Group to participate on this call. If you would like to participate on this call and are not a member of either of these groups, please update your FIF profile or contact fifinfo@fif.com. If you have any questions or topics that you would like to submit to the presenters in advance of the call, please send them to fifinfo@fif.com, and FIF will forward them anonymously to the presenters.

POSTED Jan 30,2023

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