In response to member request, FIF has created a new Working Group to discuss Canada Regulatory Reporting issues. If you would like to participate in this Working Group, please update your FIF profile or send a note to fifinfo@fif.com.
POSTED Dec 08,2025
The TRF/ORF Working Group will have its next call on Monday December 8 at 1 pm ET. The Working Group will discuss FINRA Regulatory Notice 25-15 relating to the extension of the TRF hours of operation and issues and questions from FIF members relating to this change.
POSTED Dec 08,2025
FIF has scheduled a joint call for the Rule 605 and Rule 606 Working Groups for Tuesday December 9 at 1 pm ET. The Working Groups will continue the discussion of open interpretive questions relating to implementation of the Rule 605 amendments, including reporting for different order types and orders with different characteristics.
POSTED Dec 08,2025
FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group for Tuesday December 9 at 2 pm ET. The Working Groups will continue the discussion of a calendar and PowerPoint presentation on upcoming regulatory implementations.
POSTED Dec 08,2025
FIF has scheduled a call for the SLATE Working Group for Thursday December 11 at 11 am ET. The Working Group will continue its discussion of issues relating to SLATE implementation to raise with the SEC and FINRA.
POSTED Dec 08,2025
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