CAT Monthly Update Working Group Call

The CAT Monthly Update Working Group call for January will be on Monday January 13 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.

POSTED Jan 13,2025

Short Position Reporting

The Short Sales / Reg SHO / Short Reporting Working Group will have its next call on Tuesday January 14 at 11 am ET. The Working Group will continue its discussion of the implementation of short position reporting.   

POSTED Jan 13,2025

Options Regulatory Fee

At the request of an FIF member, FIF has scheduled a call for Tuesday January 14 at 1 pm ET to discuss recent changes relating to the Options Regulatory Fee. If you are interested in this topic and do not have this invite in your calendar, please contact fifinfo@fif.com, and we will include you in this discussion.

POSTED Jan 13,2025

Securities Lending Transparency (SLATE) Working Group

FIF has scheduled the next call for the SLATE Working Group for Thursday January 16 at 11 am ET. The Working Group will discuss the SEC’s approval of the FINRA rule filing for SLATE and the upcoming implementation requirements.

POSTED Jan 13,2025

Tax Information Reporting Working Group

FIF has scheduled a call for the Tax Information Reporting Working Group for Thursday January 16 at 3:30 pm ET. Representatives from Wolters Kluwer will discuss Tax Reporting Considerations for Digital Asset ETFs.  

POSTED Jan 13,2025

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