The next call for the Rule 605 Working Group will be on Monday November 3 at 2 pm ET. The Working Group will continue its discussion of open interpretive questions relating to implementation of the Rule 605 amendments, including reporting for different order types.
POSTED Nov 03,2025
FIF has scheduled a joint call for the Data and Technology Committee and the Equity Market Regulations Working Group for Monday November 3 at 3 pm ET. The Committee and Working Group will discuss the exemptive order published by the SEC on October 31 to extend the compliance date for the Reg NMS amendments relating to minimum pricing increments and access fee caps.
POSTED Nov 03,2025
FIF has scheduled two calls this week for the SLATE Working Group: the first call will be on Wednesday November 5 at 11 am ET; the second call will be on Thursday November 6 at 11 am ET. The Working Group will continue its discussion of a draft letter to FINRA relating to SLATE implementation.
POSTED Nov 03,2025
The CAT Monthly Update Working Group call for November will be on Thursday November 6 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS and CAT billing.
POSTED Nov 03,2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday November 12 at 2 pm ET. The Working Groups will continue the discussion of issues relating to CAT Transaction Reporting, CAT CAIS and CAT billing.
POSTED Nov 03,2025
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