FIF has scheduled a joint call for the Data and Technology Committee and the Equity Market Regulations Working Group for Wednesday September 10 at 11 am ET. The Working Groups will continue the review and discussion of the documentation published by SIAC and the UTP relating to odd-lot data being added to the SIP market data feeds.
POSTED Sep 08,2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday September 10 at 2 pm ET. The Working Groups will discuss CAT billing, CAT costs and other issues relating to CAT reporting.
POSTED Sep 08,2025
FIF has scheduled a call for the SLATE Working Group for Thursday September 11 at 11 am ET. The Working Group will discuss a draft FIF letter to the SEC with comments and questions relating to the implementation of SLATE.
POSTED Sep 08,2025
The CAT Monthly Update Working Group call for September will be on Thursday September 11 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.
POSTED Sep 08,2025
The Section 31 Fees subgroup will have its next call on Monday September 15 at 3 pm ET. The subgroup will continue its discussion of enhancing the process for reconciliation of the FINRA Regulatory Transaction Fee. The subgroup will also discuss the handling of residual Section 31 fees. If you would like to participate in this discussion and are not a member of this subgroup, please send a note to fifinfo@fif.com, and we will include you in this discussion.
POSTED Sep 08,2025
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