FIF has scheduled the January CAT Monthly Update Working Group call for Thursday January 8 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS and CAT billing.
POSTED Dec 29,2025
On December 15, FIF submitted a supplemental comment letter to the SEC relating to the expansion of the TRF hours of operation. FIF would like to thank the members of the TRF / ORF Working Group for their contributions in the drafting of this comment letter.
POSTED Dec 22,2025
FIF has scheduled a joint call for the Data & Technology Committee and the Front Office Committee for Monday December 22 at 1 pm ET to discuss the recent CT Plan amendment relating to market data fees.
POSTED Dec 22,2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Monday December 22 at 2 pm ET. The Working Groups will discuss the recent rule filing by CAT LLC to reduce CAT operating costs and other issues relating to CAT Transaction Reporting, CAIS and CAT billing.
POSTED Dec 22,2025
FIF has scheduled a call for the Rule 605 Working Group for Tuesday January 6 at 1 pm ET. The Working Group will continue the discussion of open interpretive questions relating to implementation of the Rule 605 amendments, including reporting for different order types and orders with different characteristics.
POSTED Dec 22,2025
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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