FIF has scheduled a call for the Compliance and Surveillance Working Group for Monday August 17 at 1 pm ET to discuss creating a contact list (similar to the CAT Contact List) to assist broker-dealers with onboarding broker-dealer counterparties and conducting periodic refresh processes with broker-dealer counterparties. The Working Group will also discuss whether there are existing vendor products that provide this type of information.
POSTED Aug 03,2026
On July 24, FIF submitted a comment letter to the SEC on the rule filing by FINRA to extend the TRF operating hours to 23x5. FIF would like to thank the members of the 24x7 Trading Working Group for their contributions in the drafting of this comment letter.
POSTED Jul 27,2026
FIF has scheduled four calls for this week for the Equity Market Regulations Working Group to continue discussion of a draft FIF comment letter in response to the SEC rule proposal to rescind Rules 611 (the order protection rule) and 610(e) (locking or crossing quotations). The first call is scheduled for Monday July 27 at 11 am ET; the second call is scheduled for Tuesday July 28 at 1 pm ET; the third call is scheduled for Wednesday July 29 at 11 am ET; the fourth call is scheduled for Thursday July 30 at 1 pm ET.
POSTED Jul 27,2026
The Back Office Committee will have its next call on Tuesday July 28 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC and FINRA updates during the past month.
POSTED Jul 27,2026
The next call for the Rule 605 Working Group will be on Tuesday July 28 at 3 pm ET. The Working Group will discuss issues and questions submitted by FIF members relating to the changes to Rule 605 reporting that will take effect starting August 1.
POSTED Jul 27,2026
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