FIF has recently posted PowerPoint presentations on the following topics:

• Amended Nasdaq Rule Filing for Tokenized Securities
• SEC Statement on Tokenized Securities
• SIP Odd Lot Quotes
• Global Trading Hour Amendments to CTA, CQ and UTP Plans
• Nasdaq Rule Filing to Extend Trading Hours to 23x5
• SIP and TRF Fractional Shares
• FINRA Rule Filing to Replace Day Trading Margin Requirements with Intraday Margin Requirements
• FICC Rule Flings and Approvals Relating to Treasury Clearing
• SEC Statement on the Custody of Crypto Asset Securities by Broker-Dealers
• SEC No-Action Letter Relating to DTCC Tokenization Services
• Second Amendment to CT Plan (Relating to CT Plan Fees)

You can access these presentations on the FIF member website under Tools.

FIF has scheduled two joint calls for the CAT Transaction Reporting and CAIS Working Groups for this week. The first call will be on Monday February 9 at 1 pm ET; the second call will be on Wednesday February 11 at 2 pm ET. The Working Groups will discuss a revised draft FIF comment letter in response to the rule filing by CAT LLC to reduce CAT operating costs.

The Rule 605 Working Group will have its next call on Tuesday February 10 at 11 am ET. The Working Group will continue its discussion of a draft letter to the SEC relating to implementation of the Rule 605 amendments, including reporting for different order types and orders with different characteristics.

The next call for the TRF/ORF Working Group will be on Tuesday February 10 at 1 pm ET. The Working Group will discuss a draft FIF letter to FINRA relating to the planned expansion of TRF operating hours.

The next call for the Digital Asset Securities Working Group will be on Tuesday February 17 at 2 pm ET.  The Working Group will discuss the amended rule filing by Nasdaq relating to tokenized securities and the Statement of the SEC’s Division of Trading and Markets on the Custody of Crypto Asset Securities by Broker-Dealers. The Working Group will also continue its discussion of the recent Statement of the SEC’s Divisions of Corporation Finance, Investment Management and Trading and Markets on Tokenized Securities and issues and questions from FIF members relating to the DTCC Tokenization Services. If you would like to participate in this discussion and are not a member of this Working Group, please update your FIF profile or send a note to fifinfo@fif.com.