CAT PII and CAIS

FIF has scheduled a joint call for the CAT CAIS and CAT Transaction Reporting Working Groups for Wednesday June 25 at 11 am ET. The Working Groups will continue their discussion of the removal of PII from CAT.

POSTED Jun 23,2025

CAT Transaction Reporting Working Group

FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday June 25 at 2 pm ET. The Working Group will discuss fill-or-kill orders, recent updates to the CAT technical documentation, and potential amendments to Rule 613 and the CAT NMS Plan.

POSTED Jun 23,2025

EBS Working Group

FIF has scheduled a call for the EBS (Electronic Blue Sheets) Working Group for Thursday June 26 at 11 am ET. The Working Group will review the first draft of an FIF comment letter in response to the request for comment by the SEC on the extension of EBS reporting.

POSTED Jun 23,2025

Cybersecurity Working Group

The next call for the Cybersecurity Working Group will be on Thursday June 26 at 3 pm ET. Monsurat Ottun from the Cybersecurity and Infrastructure Security Agency (CISA) will discuss current threats to the financial industry.

POSTED Jun 23,2025

FIF Submits Proposed Rule 606(a) FAQs to the SEC

At the suggestion of SEC representatives, FIF submitted to the SEC on June 12 proposed FAQs for Rule 606(a) reporting for the scenario where a reporting firm routes child orders for a single parent order to multiple venues. FIF would like to thank the members of the Rule 606 Working Group for their contributions in the drafting of the proposed FAQs.

POSTED Jun 16,2025

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