FIF will be scheduling a call for the Reg NMS Compliance subgroup for next week (date and time to be determined). The subgroup will discuss the following: (i) MPIs: potential changes to the order handling processes for customers; and (ii) odd lots: best execution obligations. If you would like to participate in this discussion and are not a member of this subgroup, please send a note to fifinfo@fif.com.
POSTED Jan 20,2026
In connection with the upcoming changes to provide for the quoting of certain stocks in half-penny price increments (currently scheduled for November 2, 2026), an FIF member would like to discuss with other FIF members potential changes to the order handling processes for customers. If you would like to participate in this discussion, please send a note to fifinfo@fif.com.
POSTED Jan 12,2026
FIF has scheduled a joint call for the Back Office Committee and the Fixed Income Regulations Working Group for Monday January 12 at 2 pm ET. The Committee and Working Group will discuss recent FICC rule filings and approvals relating to Treasury clearing. The rule filings and approvals are focused on transactions involving FICC’s Sponsored and Agent Clearing Services.
POSTED Jan 12,2026
FIF has scheduled two calls for the CAT Transaction Reporting and CAIS Working Groups for this week. The first call will be on Tuesday January 13 at 11 am ET; the second call will be on Wednesday January 14 at 2 pm ET. The Working Groups will continue the discussion of a draft FIF comment letter in response to the recent rule filing by CAT LLC to reduce CAT operating costs.
POSTED Jan 12,2026
The Rule 605 Working Group will have its next call on Tuesday January 13 at 1 pm ET. The Working Group will continue the discussion of open interpretive questions relating to implementation of the Rule 605 amendments, including reporting for different order types and orders with different characteristics. The Working Group will also discuss a draft letter to the SEC to request written interpretive guidance relating to the Rule 605 amendments.
POSTED Jan 12,2026
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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