FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday November 12 at 2 pm ET. The Working Groups will continue the discussion of issues relating to CAT Transaction Reporting, CAT CAIS and CAT billing.
POSTED Nov 10,2025
FIF has scheduled a call for the SLATE Working Group for Thursday November 13 at 11 am ET. The Working Group will continue the discussion of a draft letter to FINRA relating to SLATE implementation.
POSTED Nov 10,2025
FIF is excited to announce our 2025 Year-End Holiday Event, hosted by Société Generale on December 4th from 2:45 pm to 7:30 pm ET. After opening remarks from Société Generale, there will be three panels. The first panel will be on 2026 Regulatory Implementations, the second panel will be on Technology & Innovation and the final panel will be on Tokenized Securities/Digital Assets. This is our most popular event of the year and registration fills up fast, so mark your calendars and plan to arrive early for the last FIF event of the year! FIF Members may register for free here, non-members who are interested may apply by contacting the program office at fifinfo@fif.com
FIF would like to thank Société Generale for hosting this event and n-Tier fs for sponsoring.
POSTED Nov 03,2025
On October 29, FIF submitted a letter to the SEC discussing implementation of the Reg NMS amendments relating to minimum pricing increments and access fee caps. FIF would like to thank the participants of the Data and Technology Committee and the Equity Market Regulations Working Group for their participation in the drafting of this letter.
POSTED Nov 03,2025
FIF has scheduled a call for the Short Sales / Reg SHO / Short Reporting Working Group for Monday November 3 at 11 am ET. The Working Group will discuss the current status on implementation of the SEC’s rule on short position reporting.
POSTED Nov 03,2025
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