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Reg NMS: Odd Lots on the SIPs

FIF has scheduled a joint call for the Data and Technology Committee and the Equity Market Regulations Working Group for Monday September 22 at 2 pm ET. The Committee and Working Group will (i) continue the review and discussion of the documentation published by SIAC and the UTP relating to odd-lot data being added to the SIP market data feeds, and (ii) review the first draft of an FIF letter in support of the request for exemption by the SIPs to extend the implementation date for the reporting of depth-of-book odd lot quotes by the SIP Plan Participants. 

POSTED Sep 15,2025

Data & Technology Committee

The Data & Technology Committee will have its next call on Wednesday September 24 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenter will be Phil Mackintosh of Nasdaq, who will discuss extended-hours trading.

POSTED Sep 15,2025

Rule 605 Working Group

The next call for the Rule 605 Working Group will be on Wednesday September 24 at 1 pm ET. FIF members will provide an update on a September 17 meeting with SEC representatives relating to the implementation of the Rule 605 amendments.

POSTED Sep 15,2025

Regulatory Implementations Calendar

FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group for Thursday September 25 at 2 pm ET. The Working Groups will review and discuss an updated regulatory implementations calendar for 2025 and beyond.

POSTED Sep 15,2025

Tax Information Reporting Working Group

The next call for the Tax Information Reporting Working Group will be on Tuesday September 30 at 3 pm ET. Representatives from Wolters Kluwer will discuss inaugural 1099-DA reporting season concerns. 

POSTED Sep 15,2025

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