The Front Office Committee will have its next call on Tuesday September 30 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The FIF Committee Co-Chairs will review the recent rule filing by Nasdaq for tokenized securities.
POSTED Sep 22,2025
The next call for the Tax Information Reporting Working Group will be on Tuesday September 30 at 3 pm ET. Representatives from Wolters Kluwer will discuss inaugural 1099-DA reporting season concerns.
POSTED Sep 22,2025
FIF is excited to announce our annual Chicago event, sponsored by Cboe Global Markets. After opening remarks from Kevin Carrai of Cboe Global Markets, there will be two panels, one focusing on options trading and market developments and the other panel focusing on market data and technology. For the options trading and market developments panel, the panelists will be: Gregg Berman of Citadel, Andy Bevers of Cboe Global Markets and Ellen Greene of IMC. For the market data and technology panel, the panelists will be: Tom Jordan of Jordan & Jordan, Raymond Tsui of SS&C and Jeff Wells of Cboe Global Markets. Additional panelists will be announced soon. The event will take place on Monday October 6th at Cboe's offices at 433 West Van Buren Street, Chicago, IL 60607. Registration in the lobby begins at 2pm CT, the speaking engagement will be from 3-4:30pm CT with refreshments and networking afterwards from 4:30-6pm CT. FIF would like to thank Cboe Global Markets for sponsoring this event. FIF Members may register for free here, non-members who are interested in attending may contact the program office at fifinfo@fif.com.
POSTED Sep 15,2025
On September 9, FIF submitted a comment letter to the SEC in response to the rule filing by FINRA to extend the hours of operation of the FINRA/Nasdaq and FINRA/NYSE Trade Reporting Facilities. FIF would like to thank the members of the TRF / ORF Working Group for their contributions in the drafting of this comment letter.
POSTED Sep 15,2025
On September 12, FIF submitted a letter to the Treasury Department’s Office of Financial Research relating to the reporting of non-centrally cleared bilateral repos. FIF would like to thank the members of the OFR Repo Reporting Working Group for their contributions in the drafting of this letter.
POSTED Sep 15,2025
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