FIF has scheduled a joint call for the CAT Transaction Reporting and CAT CAIS Working Groups for Tuesday June 10 at 3 pm ET. The Working Groups will review a draft letter to the CAT Plan Participants and FINRA CAT to request postponement of planned changes to the CAT compliance rate calculation pending a determination by the SEC in response to the rule filing by the CAT Plan Participants relating to the removal of PII from CAT.
POSTED Jun 09,2025
The next call for the Rule 606 Working Group will be on Thursday June 12 at 1 pm ET. The Working Group will discuss revised draft FAQs to be submitted to the SEC relating to Rule 606(a) reporting.
POSTED Jun 09,2025
FIF has scheduled a call for the CAT Transaction Reporting Working Group for Thursday June 12 at 2 pm ET. The Working Group will discuss a revised draft request for exemption relating to rep order linkage and proposed amendments to the CAT NMS Plan to manage CAT costs.
POSTED Jun 09,2025
FIF has scheduled a call for the Short Sales / Reg SHO / Short Reporting Working Group for Monday June 16 at 11:30 am ET. The Working Group will discuss the current status on the implementation of Form SHO reporting.
POSTED Jun 09,2025
FIF has created a 24x7 Trading Working Group to discuss implementation issues relating to the planned expansion of exchange trading hours for US equities. FIF has scheduled the next call for this Working Group for Monday June 16 at 2 pm ET . If you are interested in participating in this discussion and are not a member of this Working Group, please update your FIF profile to add this Working Group or send a note to fifinfo@fif.com.
POSTED Jun 09,2025
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