FIF - Financial Information Forum

FINRA Technology Certification

An FIF member would like to discuss whether FINRA could develop a technology-focused examination for technology professionals who require the Operations Professional registration as an alternative to the current Series 99 examination, which is operations focused. FIF created a sub-group for this topic and hosted a call in August. FIF has scheduled the next call for this sub-group for Thursday September 26 at 1 pm ET. If you are interested in participating in this discussion and are not a member of this sub-group, please contact fifinfo@fif.com, and we will add you to this sub-group.

POSTED Sep 23,2024

TRACE and RTRS One Minute Reporting

FIF has scheduled a call for the TRACE Working Group for Thursday September 26 at 3 pm ET. The Working Group will discuss the recent approvals by the SEC of the FINRA and MSRB rule filings that provide for one-minute reporting for TRACE and RTRS, subject to exceptions for manual activity and firms with limited trading activity.

POSTED Sep 23,2024

Reg NMS Amendments

FIF has scheduled a call for Tuesday October 1 at 3 pm ET to review the Reg NMS amendments recently adopted by the SEC. FIF has invited the members of the Data and Technology and Front Office Committees and the SEC Equity Market Proposals Working Group to participate on this call.

POSTED Sep 23,2024

FIF Best Ex Webinar

FIF has scheduled a webinar on best execution for Monday October 7 at 3 pm ET. The moderator will be Chris Montagnino of Jordan & Jordan. The panelists will be from BXS, S3, The Karn Group and Trading Technologies. FIF has invited the members of the Compliance and Surveillance, Rule 605 and Rule 606 Working Groups to participate in this webinar.

POSTED Sep 23,2024

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Financial Information Forum

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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