On April 25 FIF submitted a letter to the SEC and FINRA relating to SLATE implementation. FIF would like to thank the members of the Securities Lending Transparency (SLATE) Working Group for their contributions in the drafting of this letter.
POSTED Apr 28,2025
On Monday April 28 at 3 pm ET, FIF is hosting a webinar on Current Developments in Electronic Communications Surveillance. The moderator for the panel will be Holly Dito of Daiwa. The panelists will be Rajni Chidambaram of Interactive Brokers, Erin Clemens of StoneX, Donald McElligott of Global Relay, and Craig Warkol of the Schulte Roth law firm. FIF has invited the members of the Compliance and Surveillance Working Group to participate in this webinar. If you would like to participate in this webinar and are not a member of this Working Group, please update your FIF profile or contact fifinfo@fif.com.
POSTED Apr 28,2025
At the request of an FIF member, FIF has created a new CFTC 24/7 Trading Working Group. FIF will schedule a call for this Working Group for Wednesday April 30 at 3 pm ET. The Working Group will discuss a recent request for comment by the CFTC on 24/7 trading. If you would like to participate in this Working Group, please update your FIF profile or contact fifinfo@fif.com.
POSTED Apr 28,2025
The next call for the TRACE / RTRS Working Group will be on Tuesday April 29 at 2 pm ET. The Working Group will discuss current challenges with reporting factors to TRACE and a proposal from an FIF member to address this issue.
POSTED Apr 28,2025
FIF has scheduled a joint call for the Rule 605 and Rule 606 Working Groups for Tuesday April 29 at 3 pm ET. The Working Groups will discuss draft FAQs relating to Rule 606(a) reporting to submit to the SEC. The Working Groups will also discuss a draft FIF comment letter on proposed FINRA Rule 6152, which provides for centralized reporting of Rule 605 reports to FINRA.
POSTED Apr 28,2025
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