FIF has scheduled a call for the TRACE Working Group for Wednesday October 2 at 3 pm ET. The Working Group will discuss the recent approvals by the SEC of the FINRA and MSRB rule filings that provide for one-minute reporting for TRACE and RTRS, subject to exceptions for manual activity and firms with limited trading activity.
POSTED Sep 30,2024
FIF has scheduled a call for the Rule 606 Working Group for Monday October 7 at 1 pm ET. The Working Group will discuss feedback from the SEC relating to Rule 606(a) reporting of the percentage of orders routed to different venues.
POSTED Sep 30,2024
FIF has scheduled a webinar on best execution for Monday October 7 at 3 pm ET. The moderator will be Chris Montagnino of Jordan & Jordan. The panelists will be Ben Calev of BXS, Mark Davies of S3, Ted Karn of The Karn Group, and a representative from Trading Technologies. FIF has invited the members of the Compliance and Surveillance, Rule 605 and Rule 606 Working Groups to participate in this webinar.
POSTED Sep 30,2024
FIF has scheduled the next call for the Financial Data Transparency Act Working Group for Tuesday October 8 at 11 am ET. The Working Group will review and discuss the first draft of a comment letter on the Notice of Proposed Rulemaking published by the SEC and other financial regulators.
POSTED Sep 30,2024
FIF is excited to announce our annual Chicago event, sponsored by Cboe Global Markets. After opening remarks from Kevin Carrai of Cboe Global Markets, there will be two panels, one focusing on options trading and market developments and the other focusing on managing technology risk. For the options trading and market developments panel, the moderator will be Mark Davies of S3 and the panelists will be Angelo Evangelou of Cboe Global Markets, Ben Londergan of Simplex Trading and Brian McLaughlin of IPC. The managing technology risk panel will be moderated by Tom Jordan of Jordan & Jordan with the panelists being Chris Boldt of Interactive Brokers, Jim Dolan of Kezar Trading, Tim Sargent of CalcGuard Technologies and Jeff Wells of Cboe Global Markets. Registration in the lobby begins at 2 pm CT. The speaking engagement will be from 3-4:30 pm CT, with refreshments and networking afterwards from 4:30-6 pm CT. FIF would like to thank Cboe Global Markets for sponsoring this event. Please register here to secure your spot. FIF events are free to attend for FIF Members. If you have any questions, please contact fifinfo@fif.com.
POSTED Sep 23,2024
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Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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