FIF Chicago Event

FIF would like to thank Cboe Global Markets for their continued annual partnership in our FIF Chicago event. The event on October 9 featured two informative panels and a great networking session after. We met the same historically high attendance numbers as last year and look forward to building on this in years to come. FIF would also like to thank the moderators and panelists, many of whom had to travel to be there. Thank you again to Chris Boldt of Interactive Brokers, Mark Davies of S3, Jim Dolan of Kezar Trading, Angelo Evangelou of Cboe Global Markets, Ben Londergan of Simplex Trading, Brian McLaughlin of IPC Systems, Tim Sargent of CalcGuard Technologies and Jeff Wells of Cboe Global Markets.

POSTED Oct 14,2024

Short Position Reporting

FIF has scheduled a call for the Short Sales / Reg SHO / Short Position Reporting Working Group for Monday October 14 at 10 am ET. The Working Group will continue its discussion of the implementation of Form SHO reporting.

POSTED Oct 14,2024

Digital Asset Securities Working Group

FIF has scheduled a call for the Digital Asset Securities Working Group for Tuesday October 15 at 10 am ET. Shawn Sloves of Fundamental Interactions will lead a discussion on the special purpose broker-dealer license and settlement and custody issues.

POSTED Oct 14,2024

Back Office Committee

The Back Office Committee will have its next call on Tuesday October 15 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC and FINRA updates during the past month.

POSTED Oct 14,2024

Financial Data Transparency Act Working Group

FIF has scheduled the next call for the Financial Data Transparency Act Working Group for Tuesday October 15 at 2 pm ET. The Working Group will review and discuss a revised draft comment letter on the Notice of Proposed Rulemaking published by the SEC and other financial regulators.

POSTED Oct 14,2024

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