The next call for the Rule 605 Working Group will be on Wednesday September 24 at 1 pm ET. FIF members will provide an update on a September 17 meeting with SEC representatives relating to the implementation of the Rule 605 amendments.
POSTED Sep 22,2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday September 24 at 2 pm ET. The Working Groups will discuss issues relating to CAT billing, CAT Transaction Reporting and CAIS.
POSTED Sep 22,2025
The Section 31 Fees subgroup will have its next call on Thursday September 25 at 1 pm ET. The subgroup will continue its discussion of enhancing the data provided by FINRA to assist firms in reconciling the FINRA Regulatory Transaction Fee. If you would like to participate in this discussion and are not a member of this subgroup, please send a note to fifinfo@fif.com, and we will include you in this discussion.
POSTED Sep 22,2025
FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group for Thursday September 25 at 2 pm ET. The Working Groups will review and discuss an updated regulatory implementations calendar for 2025 and beyond prepared by FIF.
POSTED Sep 22,2025
The Front Office Committee will have its next call on Tuesday September 30 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The FIF Committee Co-Chairs will review the recent rule filing by Nasdaq for tokenized securities.
POSTED Sep 22,2025
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