On February 18, FIF submitted a letter to FINRA relating to the planned expansion of the TRF hours of operation. FIF would like to thank the members of the TRF/ORF Working Group for their contributions in the drafting of this letter.
POSTED Feb 23,2026
On February 19, FIF submitted a letter to the SEC relating to the dissemination of fractional share amounts by the SIPs and the obligations of broker-dealers under the vendor display rule. FIF would like to thank the members of the TRF/ORF Working Group for their contributions in the drafting of this letter.
POSTED Feb 23,2026
A FIF member would like to discuss issues relating to Form 13F reporting. If you are interested in this topic, please send a note to fifinfo@fif.com, and we will include you in this discussion.
POSTED Feb 23,2026
The Rule 605 Working Group will have its next call on Monday February 23 at 2 pm ET. The Working Group will continue its discussion of a draft letter to the SEC relating to implementation of the Rule 605 amendments, including reporting for different order types and orders with different characteristics.
POSTED Feb 23,2026
The Front Office Committee will have its next call on Tuesday February 24 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
POSTED Feb 23,2026
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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