Speakers and the agenda for FIF's Chicago Financial Markets event, to be held at the CME on October 18th, has been finalized. Registration will begin at 11:30 CT and will conclude at 2:30 CT. Lunch and refreshments will be provided. To register and view the agenda, please click here.
POSTED Oct 10,2016
FINRA announced that is has extended the implementation date by which firms must comply with their proposed amendment to Rule 6221.01 (LULD). Firms trading securities subject to Reg NMS will now have until October 24 to implement the necessary technological changes required to be in compliance with FINRA's amendment to Rule 6121.01.
POSTED Aug 22,2016
The Finanical Information Forum is pleased to welcome Vela Trading Technologies (https://www.velatradingtech.com) and Raymond James (http://www.raymondjames.com) to the FIF Community.
POSTED Aug 22,2016
On August 15, FIF submitted a comment letter on SR-FINRA-2016-027 - Proposed Rule Change to expand the Trade Reporting and Compliance Engine (“TRACE”) reporting rules to include most secondary market transactions in marketable U.S. Treasury securities.
POSTED Aug 14,2016
On August 11, 2016, FIF submitted a comment letter to the SEC addressing FINRA's proposed amendment to Rule 6121.01 ('trading pauses').
POSTED Aug 14,2016
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