TRACE / RTRS Working Group

The TRACE / RTRS Working Group will have its next call on Tuesday July 1 at 2 pm ET. The Working Group will discuss the first draft of an FIF comment letter in response to the recent rule filings by FINRA and the MSRB to maintain the 15-minute outer time limit for reporting to TRACE and RTRS.

POSTED Jun 30,2025

CAT PII and EBS

FIF has scheduled a joint call for the CAT CAIS, CAT Transaction Reporting and EBS Working Groups for Wednesday July 2 at 11 am ET. The Working Groups will discuss a revised draft comment letter on the removal of PII from CAT and the retirement of EBS.

POSTED Jun 30,2025

Rule 605 Working Group

The next call for the Rule 605 Working Group will be on Wednesday July 2 at 1 pm ET. The Working Group will discuss the draft technical documentation for the Rule 605(a)(2) summary report recently posted by the SEC.

POSTED Jun 30,2025

FIF CAT Transaction Reporting Working Group

FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday July 2 at 2 pm ET. The Working Group will discuss potential amendments to Rule 613 and the CAT NMS Plan.

POSTED Jun 30,2025

FIF CAT Monthly Update Working Group

The CAT Monthly Update Working Group call for July will be on Thursday July 10 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.

POSTED Jun 30,2025

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