FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday October 8 at 2 pm ET. The Working Groups will continue the discussion of issues relating to CAT Transaction Reporting, CAIS and CAT billing.
POSTED Oct 06,2025
The next call for the Rule 605 Working Group will be on Wednesday October 8 at 3 pm ET. The Working Group will continue its discussion of reporting for different order types in connection with the upcoming Rule 605 amendments. The Working Group will also discuss the SEC’s recent extension of the compliance date for Rule 605 reporting.
POSTED Oct 06,2025
The CAT Monthly Update Working Group call for October will be on Thursday October 9 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAIS reporting and CAT billing.
POSTED Oct 06,2025
FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday October 15 at 11 am ET. This call will focus on FIF submitting to the SEC a request for exemption relating to CAT reporting of port settings. FIF previously submitted an exemption request to the SEC in draft form.
POSTED Oct 06,2025
FIF is hosting a webinar on Best Execution for the Compliance and Surveillance Working Group. The webinar will be on Monday October 27 at 3 pm ET. The moderator will be Scott Trilling of Fidelity. The panelists will be Mark Davies of S3, Derek Lacarrubba of the K&L Gates law firm, Ted Karn of The Karn Group and Chris Montagnino of Jordan & Jordan. If you would like to submit any questions or topics for the webinar, please send them to fifinfo@fif.com.
POSTED Oct 06,2025
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