Back Office Committee

The Back Office Committee will have its next call on Tuesday June 10 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.

POSTED Jun 02,2025

Front Office Committee

The Front Office Committee will have its next call on Tuesday May 27 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.

POSTED May 27,2025

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