CAT PII and CAIS

FIF has scheduled a joint call for the CAT CAIS and CAT Transaction Reporting Working Groups for Wednesday June 18 at 11 am ET. The Working Groups will review a revised draft letter to the CAT Plan Participants and FINRA CAT to request postponement of planned changes to the CAT compliance rate calculation. The Working Group will also continue its discussion of CAT PII.

POSTED Jun 16,2025

CAT Transaction Reporting Working Group

FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday June 18 at 1 pm ET. The Working Group will discuss pre-IPO orders, the BFMM Flag, route modifications, new exchange codes, fill-or-kill orders, recent updates to the CAT technical documentation, and potential amendments to Rule 613 and the CAT NMS Plan.

POSTED Jun 16,2025

Rule 605 Working Group

The next call for the Rule 605 Working Group will be on Tuesday June 24 at 1 pm ET. The Working Group will discuss the recent rule filing by the participants of the Rule 605 NMS Plan.

POSTED Jun 16,2025

Tax Information Reporting Working Group

FIF has scheduled a call for the Tax Information Reporting Working Group for Tuesday June 24 at 3 pm ET. Representatives from Wolters Kluwer will discuss the reporting of crypto ETFs relative to Form 1099-DA.  

POSTED Jun 16,2025

© 2025 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm