FIF - Financial Information Forum

FIF Webinar on Electronic Communications Surveillance

On Monday April 28 at 3 pm ET, FIF is hosting a webinar on Electronic Communications Surveillance. The moderator for the panel will be Holly Dito of Daiwa. The panelists will be Rajni Chidambaram of Interactive Brokers, Erin Clemens of StoneX, Donald McElligott of Global Relay, and Craig Warkol of the Schulte Roth law firm. FIF has invited the members of the Compliance and Surveillance Working Group to participate in this webinar. If you would like to participate in this webinar and are not a member of this Working Group, please update your FIF profile or contact fifinfo@fif.com.

POSTED Apr 14,2025

FIF Event at AWS

Due to high demand from FIF Members, the April 8th in-person event at AWS in NYC has reached full capacity, and registration is now closed. We look forward to two engaging panels and a fantastic networking opportunity afterward!

POSTED Apr 07,2025

FIF Subgroup on Direct Reporting for Muni Trades

FIF has created a new subgroup to discuss Direct Reporting for Muni Trades. Peter Lisman of Broadridge will be managing this subgroup. If you would like to participate in this subgroup, please send a note to fifinfo@fif.com, and we will include you in these discussions.

POSTED Apr 07,2025

Securities Lending Transparency (SLATE) Working Group

FIF has scheduled three calls for this week for the SLATE Working Group. The first call will be on Monday April 7 at 11 am ET; the second call will be on Tuesday April 8 at 11 am ET; and the third call will be on Thursday April 10 at 11 am ET. The Working Group will continue its discussion of a draft letter to the SEC and FINRA relating to the implementation of SLATE reporting.

POSTED Apr 07,2025

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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