Reg NMS

FIF has scheduled a call for the Equity Market Regulations Working Group for Monday April 14 at 2 pm ET. The Working Group will discuss the testing and implementation process for the upcoming changes to round lot sizes and dissemination of odd lot data.

POSTED Apr 07,2025

FIF Webinar on Electronic Communications Surveillance

On Monday April 28 at 3 pm ET, FIF is hosting a webinar on Electronic Communications Surveillance. The moderator for the panel will be Holly Dito of Daiwa. The panelists will be Rajni Chidambaram of Interactive Brokers, Erin Clemens of StoneX, Donald McElligott of Global Relay, and Craig Warkol of the Schulte Roth law firm. FIF has invited the members of the Compliance and Surveillance Working Group to participate in this webinar. If you would like to participate in this webinar and are not a member of this Working Group, please update your FIF profile or contact fifinfo@fif.com.

POSTED Apr 07,2025

FIF Event at AWS

Due to high demand from FIF Members, the April 8th in-person event at AWS in NYC has reached full capacity, and registration is now closed. For those who have registered, we will share additional details for on-site security as the event approaches. We look forward to two engaging panels and a fantastic networking opportunity afterward!

POSTED Mar 31,2025

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