FIF CAT Transaction Reporting Working Group

The CAT Transaction Reporting Working Group will have its next call on Wednesday April 16 at 2 pm ET. The Working Group will continue its discussion on managing CAT costs and will discuss other issues relating to CAT Transaction Reporting.

POSTED Apr 14,2025

FIF Webinar on Electronic Communications Surveillance

On Monday April 28 at 3 pm ET, FIF is hosting a webinar on Electronic Communications Surveillance. The moderator for the panel will be Holly Dito of Daiwa. The panelists will be Rajni Chidambaram of Interactive Brokers, Erin Clemens of StoneX, Donald McElligott of Global Relay, and Craig Warkol of the Schulte Roth law firm. FIF has invited the members of the Compliance and Surveillance Working Group to participate in this webinar. If you would like to participate in this webinar and are not a member of this Working Group, please update your FIF profile or contact fifinfo@fif.com.

POSTED Apr 14,2025

FIF Event at AWS

Due to high demand from FIF Members, the April 8th in-person event at AWS in NYC has reached full capacity, and registration is now closed. We look forward to two engaging panels and a fantastic networking opportunity afterward!

POSTED Apr 07,2025

FIF Subgroup on Direct Reporting for Muni Trades

FIF has created a new subgroup to discuss Direct Reporting for Muni Trades. Peter Lisman of Broadridge will be managing this subgroup. If you would like to participate in this subgroup, please send a note to fifinfo@fif.com, and we will include you in these discussions.

POSTED Apr 07,2025

© 2025 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm