CAT and CAIS Calls for this Week

Due to the FIF financial markets event in Chicago, FIF has moved the November CAT Monthly Update Working Group call from Thursday November 3 to Thursday November 10. FIF also is cancelling the CAT CAIS call for this Friday November 4. FIF will host the regularly-scheduled CAT CAIS and CAT Transaction Reporting calls on Wednesday November 2.

POSTED Oct 31,2022

Fractional Share Orders

On Monday November 14 at 2 pm ET FIF will host a joint call for the Compliance and Surveillance Working Group and the Back Office Committee focused on fractional share orders. Topics of discussion will include: fractional share workflows, including notional value orders, direct indexing, automated investment plans and dividend reinvestment plans; routing of orders and allocation of executed shares; trading capacity (mixed agency versus principal); restrictions on trading as principal for affiliated advisory accounts; classification of fractional share orders as held and not held; orders received prior to market open; trading along (FINRA Rule 5320); TRF and CAT reporting issues. If you are not a member of the Compliance and Surveillance Working Group or the Back Office Committee and you would like to join this call, please contact fifinfo@fif.com, and we will include you on the call.    

POSTED Oct 31,2022

2022 Annual FIF Chicago Financial Markets Event

FIF is sponsoring an event at Cboe in Chicago on Thursday November 3 at 4 pm (CT). The event is free for FIF members and will cover regulatory, technology and market data developments for options. Catherine Clay, Cboe's Global Head of Data and Access Solutions, will welcome FIF members and give an update on Cboe strategy. The panelists for the technology and market data panel include Melisse Morris of IMC, Will Steelman of Jump Trading, and Jeff Wells of Cboe. The panelists for the regulatory panel include Angela Lucas of Simplex and Nicole Pursley of Cboe. Tom Jordan, Head of the FIF Advisory Committee, will moderate the panels. FIF has sponsored this event at Cboe annually for many years prior to 2020. Please click here to register and for additional detail about the program. If you have any questions, don't hesitate to email us at fifinfo@fif.com

POSTED Oct 24,2022

Data & Technology Committee

The Data and Technology Committee will have its next call on Wednesday October 26 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenters will be Chaz Palmeri and Vinay Rao of MIAX, who will discuss volatility products.

POSTED Oct 24,2022

FIF In Person Event at Cboe Focused on Options

FIF is sponsoring an event at Cboe Global Markets in Chicago on Thursday November 3 at 4 pm CT. The event is free for FIF members and will cover regulatory, technology and market data developments for options. FIF has sponsored this event at Cboe annually for many years prior to 2020. Please click here to register and for additional details about the program.

POSTED Oct 17,2022

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