Implementation of Regulation NMS Amendments

FIF has scheduled a call for the Equity Market Regulations Working Group for Tuesday March 18 at 3 pm ET. The Working Group will discuss issues and questions from FIF members relating to implementation of the SEC’s recent amendments to Regulation NMS.

POSTED Mar 17,2025

Removal of PII from CAT

FIF has scheduled a joint call for the CAT CAIS and CAT Transaction Reporting Working Groups for Wednesday March 19 at 11 am ET to continue the discussion of the removal of PII from CAT and the need to retire EBS.

POSTED Mar 17,2025

CAT Transaction Reporting Working Group

The CAT Transaction Reporting Working Group will have its next call on Wednesday March 19 at 2 pm ET. The Working Group will discuss the current FIF exemption request relating to representative order linkage, potential strategies to address CAT costs, and feedback from FINRA CAT in response to recent FIF comments and questions.

POSTED Mar 17,2025

Front Office Committee; Texas Stock Exchange

The Front Office Committee will have its next call on Tuesday March 25 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenter will be Scott Palmer of the Texas Stock Exchange. Scott will discuss the Texas Stock Exchange and its current regulatory filing with the SEC. 

POSTED Mar 17,2025

TRACE / RTRS Working Group

FIF has scheduled the next call for the TRACE / RTRS Working Group for Tuesday March 25 at 2 pm ET. Working Group members will discuss an FIF call with MSRB representatives relating to one-minute reporting and the manual trade indicator.

POSTED Mar 17,2025

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