The SLATE Working Group will have its next call on Thursday May 15 at 11 am ET. The Working Group will discuss key issues to highlight to FINRA. The Working Group will also discuss how FIF members plan to proceed on the various open interpretive issues relating to SLATE reporting.
POSTED May 12,2025
The Back Office Committee will have its next call on Tuesday May 20 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. Nick Rupprecht from Virtu will discuss future settlement of fractional shares through DTCC.
POSTED May 12,2025
FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group for Tuesday May 20 at 2 pm ET. The Working Groups will review and discuss an updated regulatory implementation calendar for 2025 and beyond.
POSTED May 12,2025
FIF is pleased to welcome Baird to the FIF Community
POSTED May 05,2025
On April 28 FIF submitted a letter to the SEC Commissioners on implementation issues impacting FIF members. FIF would like to thank the members of the SEC Transition Working Group for their contributions in the drafting of this letter.
POSTED May 05,2025
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