FIF - Financial Information Forum

CAT Transaction Reporting Working Group

FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday July 9 at 2 pm ET. The Working Group will discuss potential amendments to Rule 613 and the CAT NMS Plan.

POSTED Jul 07,2025

CAT Monthly Update Working Group

The CAT Monthly Update Working Group call for July will be on Thursday July 10 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.

POSTED Jul 07,2025

Back Office Committee

The Back Office Committee will have its next call on Tuesday July 15 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.

POSTED Jul 07,2025

Rule 605 Working Group

The next call for the Rule 605 Working Group will be on Tuesday July 15 at 2 pm ET. The Working Group will discuss a draft FIF Fact Sheet prepared by an FIF member. 

POSTED Jul 07,2025

FIF Trade Surveillance Webinar

FIF has scheduled a webinar on Trade Surveillance for Wednesday July 23 at 2 pm ET. The moderator for the panel will be Holly Dito of Daiwa. The panelists will be Ted Karn of The Karn Group, Derek Lacarrubba of the K&L Gates law firm, Chris Montagnino of Jordan and Jordan, and Jeremy Vest of S3. FIF has invited the members of the Compliance / Surveillance Working Group to participate on this call. If you have any topics or questions that you would like to submit anonymously for this webinar, please send them to fifinfo@fif.com.

POSTED Jul 07,2025

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