FIF has scheduled the next call for the Financial Data Transparency Act Working Group for Monday September 23 at 2 pm ET. The Working Group will continue its discussion of the Notice of Proposed Rulemaking published by the SEC and other financial regulators.
POSTED Sep 16,2024
FIF has scheduled the next call for the Tax Information Reporting Working Group for Tuesday September 24 at 3 pm ET. Stevie Conlon and other representatives from Wolters Kluwer will discuss the new draft Form 1099-DA for digital assets.
POSTED Sep 16,2024
An FIF member would like to discuss whether FINRA could develop a technology-focused examination for technology professionals who require the Operations Professional registration as an alternative to the current Series 99 examination, which is operations focused. FIF created a sub-group for this topic and hosted a call in August. FIF has scheduled the next call for this sub-group for Thursday September 26 at 1 pm ET. If you are interested in participating in this discussion and are not a member of this sub-group, please contact fifinfo@fif.com, and we will add you to this sub-group.
POSTED Sep 16,2024
FIF has scheduled a webinar on best execution for Monday October 7 at 3 pm ET. The moderator will be Chris Montagnino of Jordan & Jordan. The panelists will be from BXS, S3, The Karn Group and Trading Technologies. FIF has invited the members of the Compliance and Surveillance, Rule 605 and Rule 606 Working Groups to participate in this webinar.
POSTED Sep 16,2024
FIF is excited to announce our annual Chicago event, sponsored by Cboe Global Markets. The event will take place on October 9th at Cboe's offices at 433 West Van Buren Street, Chicago, IL 60607. After opening remarks from Kevin Carrai of Cboe Global Markets, there will be two panels, one focusing on options trading and market developments and the other focusing on managing technology risk. The panelists for the options and technology panels will be announced later this week. Registration in the lobby begins at 2 pm CT. The speaking engagement will be from 3-4:30 pm CT, with refreshments and networking afterwards from 4:30-6 pm CT. FIF would like to thank Cboe Global Markets for sponsoring this event. Please register here to secure your spot. FIF events are free to attend for FIF Members. If you have any questions, please contact fifinfo@fif.com.
POSTED Sep 09,2024
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Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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