The next call for the FIF Rule 606 Working Group is scheduled for Wednesday May 31 at 3 pm ET. The Working Group will review a draft supplemental FIF comment letter on the FINRA rule proposal for order routing disclosures for OTC equities. The comment letter is focused on the scenario where a reporting firm routes child orders to multiple execution venues for a single parent order.
POSTED May 30,2023
The FIF CAT Monthly Update Working Group call for June will be on Thursday June 1 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting and CAT CAIS reporting during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting and CAT CAIS reporting.
POSTED May 30,2023
FIF has scheduled a call for Thursday June 1 at 3 pm ET to review and discuss a revised draft of the FIF comment letter on the SEC’s recent cybersecurity, Reg SCI and Reg S-P rule proposals.
POSTED May 30,2023
The Data & Technology Committee will have its next call on Friday June 2 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenter will be Roger Burkhardt from Broadridge, who will discuss Broadridge LTX migrating corporate bond trading capabilities to AWS.
POSTED May 30,2023
FIF is pleased to welcome SMBC Nikko Securities America to the FIF Community
POSTED May 22,2023
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