FIF In-Person Event: Hosted by OTC Markets

On Thursday June 29, FIF will hold an in-person event at the offices of OTC Markets (300 Vesey Street, New York, NY 10282). There will be two panels, with one focusing on the SEC rule proposal to amend the Rule 3b-16 definition of exchange and the other focusing on digital asset regulation. This event is free to attend for all FIF members. If you would like to attend, please register here.

POSTED Jun 05,2023

Rule 606 Working Group

The next call for the FIF Rule 606 Working Group is scheduled for Wednesday June 7 at 3 pm ET. The Working Group will review a revised draft supplemental FIF comment letter to the SEC on the FINRA rule proposal for order routing disclosures for OTC equities. The comment letter is focused on the scenario where a reporting firm routes child orders to multiple execution venues for a single parent order.

POSTED Jun 05,2023

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