The Front Office Committee will have its next call on Tuesday December 17 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. FIF will review the SEC’s recent approval of 24X Exchange to operate as an exchange. FIF has prepared an outline of the SEC’s approval, which will be reviewed during the Working Group call.
POSTED Dec 16,2024
The next call for the Rule 606 Working Group will be on Tuesday December 17 at 2 pm ET. The Working Group will discuss the current status of FIF’s discussions with regulators on how to calculate the percentage of orders routed to different venues for Rule 606(a) reporting. In addition, Working Group members will provide an update to the Working Group on a recent discussion with FINRA representatives relating to the implementation of FINRA Rule 6470 (OTC routing reports).
POSTED Dec 16,2024
FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday December 18 at 2 pm ET. The Working Group will review a draft letter to FINRA relating to CAT reporting.
POSTED Dec 16,2024
FIF has scheduled the next call for the TRACE Working Group for Thursday December 19 at 11 am ET. The Working Group will continue its discussion of the implementation of one-minute reporting and the new manual trade indicator.
POSTED Dec 16,2024
Last week FIF held one of its largest events ever at the offices of Societe Generale. After opening remarks from Michael Walsh of Société Générale, there were two fantastic panels. The first panel, on Regulatory Implementation Challenges for 2025, featured Vaibhav Bang of Société Générale, Tom Hochleutner of Clear Street, Ian Park of n-Tier fs and Jacki VanMoer of Goldman Sachs. The second panel, on Retail Trading and Expanded Trading Hours, featured Matt Billings of Robinhood, Gary Goldsholle of Charles Schwab, Venu Palaparthi of DriveWealth and Kevin Tyrrell of NYSE. FIF would like to thank Société Générale for hosting this event and n-Tier fs for sponsoring. Please follow the link to this article to see some photos from event night.
POSTED Dec 09,2024
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