FIF has scheduled a call for the Equity Market Regulations Working Group for Monday May 12 at 2 pm. The Working Group will review the recent updates to the CTA and UTP specifications for the implementation of the Reg NMS changes to round lot sizes.
POSTED May 12,2025
FIF has scheduled a call for the Rule 606 Working Group for Monday May 12 at 3 pm ET. The Working Group will discuss revised draft FAQs relating to Rule 606(a) reporting to submit to the SEC.
POSTED May 12,2025
FIF has created a subgroup to discuss direct reporting of muni trades. Peter Lisman of Broadridge is coordinating this subgroup and has scheduled a call for Tuesday May 13 at 1 pm ET. The subgroup will review a revised draft letter to the MSRB recommending that firms have the option to report trades directly to the MSRB RTRS as opposed to reporting trades through the RTTM trade-matching system operated by FICC. If you are interested in participating in this discussion and have not yet registered for this subgroup, please send a note to fifinfo@fif.com, and we will include you on this call.
POSTED May 12,2025
FIF has scheduled a call for the CAIS Working Group for Wednesday May 14 at 11 am ET. The Working Group will discuss CAIS issues for expunging inactive accounts.
POSTED May 12,2025
The CAT Transaction Reporting Working Group will have its next call on Wednesday May 14 at 2 pm ET. The Working Group will continue its discussion of managing CAT costs and discuss feedback from FINRA CAT to comments previously submitted by FIF.
POSTED May 12,2025
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