SLATE Working Group

The next call for the SLATE Working Group will be on Tuesday July 1 at 11 am ET. The Working Group will review a draft letter to the SEC and FINRA relating to the implementation of SLATE reporting. The Working Group will also continue to discuss how FIF members plan to proceed on the various open interpretive issues relating to SLATE reporting.

POSTED Jun 30,2025

TRACE / RTRS Working Group

The TRACE / RTRS Working Group will have its next call on Tuesday July 1 at 2 pm ET. The Working Group will discuss the first draft of an FIF comment letter in response to the recent rule filings by FINRA and the MSRB to maintain the 15-minute outer time limit for reporting to TRACE and RTRS.

POSTED Jun 30,2025

CAT PII and EBS

FIF has scheduled a joint call for the CAT CAIS, CAT Transaction Reporting and EBS Working Groups for Wednesday July 2 at 11 am ET. The Working Groups will discuss a revised draft comment letter on the removal of PII from CAT and the retirement of EBS.

POSTED Jun 30,2025

Rule 605 Working Group

The next call for the Rule 605 Working Group will be on Wednesday July 2 at 1 pm ET. The Working Group will discuss the draft technical documentation for the Rule 605(a)(2) summary report recently posted by the SEC.

POSTED Jun 30,2025

FIF CAT Transaction Reporting Working Group

FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday July 2 at 2 pm ET. The Working Group will discuss potential amendments to Rule 613 and the CAT NMS Plan.

POSTED Jun 30,2025

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