FIF has scheduled a call for Thursday January 19 at 2 pm ET to discuss the recent SEC rule proposal on Order Competition. FIF has invited members of the Data and Technology Committee, the Front Office Committee and the Compliance and Surveillance Working Group to participate on this call. If you would like to participate on this call and are not a member of any of these groups, please update your FIF profile or contact fifinfo@fif.com.
POSTED Jan 09,2023
FIF is pleased to welcome The Karn Group to the FIF Community.
POSTED Jan 03,2023
FIF has scheduled the next Rule 606 Working Group call for Thursday January 5 at 11 am ET. The agenda for the call will be to discuss next steps relating to FINRA’s rule filing with the SEC on OTC routing disclosures and to discuss reporting of OTC Link routing scenarios.
POSTED Jan 03,2023
The FIF CAT Monthly Update Working Group call for January will be on Thursday January 5 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT transaction reporting and CAT CAIS reporting during the prior month. The Working Group also will review the current areas of focus for FIF members and the current open issues for CAT transaction reporting and CAT CAIS reporting.
POSTED Jan 03,2023
At the request of MSRB staff, on December 20, 2022 FIF and the FIF TRACE Co-Chairs participated on a call with MSRB representatives to discuss the comment letter that FIF submitted in response to MSRB Notice 2022-07 (“Request for Comment on Transaction Reporting Obligations under MSRB Rule G-14”). FIF has scheduled a call for the TRACE/Fixed Income Working Group for Thursday January 5 at 3 pm ET to discuss the MSRB rule filing. FIF also has scheduled a follow-up call with the MSRB for January 10.
POSTED Jan 03,2023
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