FIF has scheduled Working Group calls to discuss the following equity market structure rule proposals issued by the SEC on December 14 (see entries below for dates and times):
Attached are outlines of the rule proposals prepared by FIF.
POSTED Jan 09,2023
FIF has scheduled the next TRACE/Fixed Income Working Group for Monday January 9 at 2 pm ET. The agenda for the call will be to review the first draft of a comment letter on FINRA Regulatory Notice 22-26 (“FINRA Requests Comment on Proposed Changes to TRACE Reporting Relating to Delayed Treasury Spot Trades”). Time permitting, the Working Group also will discuss FINRA Regulatory Notice 22-28 (“TRACE Reporting of Foreign Sovereign Debt Securities: FINRA Adopts Amendments to Require Reporting of Transactions in U.S. Dollar-Denominated Foreign Sovereign Debt Securities to TRACE”).
POSTED Jan 09,2023
The next call for the Rule 605 Working Group will be on Tuesday January 10 at 2 pm ET. The agenda for the call will be to discuss the SEC’s recent rule proposal on Disclosure of Order Execution Information. For this call only, FIF also will invite members of the Rule 606 Working Group. If you are not a member of the Rule 605 Working Group and would like to participate on these calls, please update your FIF profile or contact fifinfo@fif.com.
POSTED Jan 09,2023
FIF will not host a CAIS call on Friday January 13. FIF will host the regularly scheduled CAIS call on Wednesday January 11 at 11 am ET. FIF is also cancelling the CAT Transaction Reporting call for this Wednesday.
POSTED Jan 09,2023
FIF has scheduled a call for Tuesday January 17 at 2 pm ET to discuss the recent SEC rule proposal on Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders. FIF has invited members of the Data and Technology Committee, the Front Office Committee and the Compliance and Surveillance Working Group to participate on this call. If you would like to participate on this call and are not a member of any of these groups, please update your FIF profile or contact fifinfo@fif.com.
POSTED Jan 09,2023
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