The Front Office Committee will have its next call on Tuesday February 28 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. During the call, FIF members will discuss the breadth of the proposed tick size increment changes in the SEC’s recent Reg NMS rule proposal.
POSTED Feb 27,2023
FIF has scheduled a call for Tuesday February 28 at 2 pm ET to continue the discussion of the SEC’s Order Competition Rule proposal. Please see the note above regarding participation on these calls.
POSTED Feb 27,2023
The next call for the Rule 605 and 606 Working Groups will be on Tuesday February 28 at 3 pm ET. The Working Groups will continue their discussion of the SEC’s recent rule proposal on Disclosure of Order Execution Information.
POSTED Feb 27,2023
FIF has scheduled a call for Wednesday March 1 at 10 am ET to continue the discussion of the recent SEC rule proposal on Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders. Please see the note above regarding participation on these calls.
POSTED Feb 27,2023
The FIF CAT Monthly Update Working Group call for March will be on Thursday March 9 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting and CAT CAIS reporting during the prior month. The Working Group also will review the current areas of focus for FIF members and the current open issues for CAT transaction reporting and CAT CAIS reporting.
POSTED Feb 27,2023
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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