Rule 606 Working Group

The FIF Rule 606 Working Group will meet on Tuesday June 14, 2022 at 3 pm ET to discuss the SEC’s recent FAQ updates on Rule 606 reporting for fractional share orders. The Working Group also will discuss questions from FIF members relating to look-through, rate sheets and partial cancels.

POSTED Jun 13,2022

Back Office Committee Spotlight

The FIF Back Office Committee will meet on Tuesday June 21 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. The spotlight presenter for the meeting will be Greg Lee of Paxos, who will provide an update on Paxos’ clearing agency activities.

POSTED Jun 13,2022

Front Office Committee Spotlight

The FIF Front Office Committee will meet on Tuesday June 28, 2022 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenter for the meeting will be Chris Sparrow, who will discuss Adverse Selection in Volatile Markets.

POSTED Jun 13,2022

Data and Technology Committee Spotlight

The FIF Data and Technology Committee will meet on Wednesday June 29, 2022 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenter for the meeting will be Stefanos Barzinas of the NYSE, who will discuss the surge in off-hours trading volume.

POSTED Jun 13,2022

Cybersecurity Working Group Spotlight

Teresa Walsh, Global Head of Intelligence at FS-ISAC, will discuss the NATO Cooperative Cyber Defence Centre of Excellence (CCDCOE) Exercise that took place on April 19-22, 2022. The date and time for this presentation is being finalized and will be communicated shortly. 

POSTED Jun 13,2022

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