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CAT Transaction Reporting Working Group

The CAT Transaction Reporting Working Group will have its next call on Wednesday May 21 at 2 pm ET. The Working Group will continue its discussion of proposed changes to Appendix D to the CAT NMS Plan (CAT NMS Plan Processor Requirements).

POSTED May 19,2025

SLATE Working Group

The next call for the SLATE Working Group will be on Thursday May 22 at 11 am ET. The Working Group will continue to discuss key issues to highlight to FINRA and how FIF members plan to proceed on the various open interpretive issues relating to SLATE reporting.

POSTED May 19,2025

New 24/7 Trading Working Group

Earlier this month, FIF created a new Working Group (the CFTC 24/7 Working Group) to discuss the recent CFTC request for comment on 24/7 trading. FIF has now renamed this group as the 24/7 Trading Working Group. This Working Group will discuss implementation issues relating to extended-hours trading for securities and commodities. FIF has scheduled a call for this Working Group for Thursday May 22 at 2 pm ET. If you are interested in participating in this discussion and are not a member of this Working Group, please update your FIF profile to add this Working Group or send a note to fifinfo@fif.com.

POSTED May 19,2025

Reg NMS Amendments: Implementation of Round Lot Changes

FIF has scheduled a call for the Equity Market Regulations Working Group for Monday May 12 at 2 pm. The Working Group will review the recent updates to the CTA and UTP specifications for the implementation of the Reg NMS changes to round lot sizes.

POSTED May 12,2025

Rule 606 Working Group

FIF has scheduled a call for the Rule 606 Working Group for Monday May 12 at 3 pm ET. The Working Group will discuss revised draft FAQs relating to Rule 606(a) reporting to submit to the SEC.

POSTED May 12,2025

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