FIF - Financial Information Forum

Tax Information Reporting Working Group

The next call for the FIF Tax Information Reporting Working Group will be on Thursday February 8 at 3 pm ET. Representatives from Wolters Kluwer will discuss tax considerations for trading Bitcoin ETFs.

POSTED Jan 29,2024

SEC and FINRA Examination Requests Relating to NextBridge Hydrocarbons and Meta Materials

During the week of January 22, 2024, an FIF member received document requests from the SEC and FINRA examination groups relating to the NextBridge Hydrocarbons and Meta Materials reorganization. The FIF member is interested to know if other FIF members have received similar document requests. Please send any responses to fifinfo@fif.com. FIF will update all members that respond on the number of firms that have received inquiries. FIF will maintain the anonymity of all responses.

POSTED Jan 29,2024

Additional CAT Transaction Reporting Call for this Week

FIF has scheduled an additional call for the CAT Transaction Reporting Working Group for this week. The call will be on Monday January 22 at 2 pm ET and will focus on CAT reconciliation and billing. This will be in addition to the regularly-scheduled CAT Transaction Reporting Working Group call on Wednesday January 24 at 2 pm ET.

POSTED Jan 22,2024

Front Office Committee

The Front Office Committee will have its next call on Tuesday January 23 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.

POSTED Jan 22,2024

Digital Assets Working Group

FIF has scheduled the next call for the Digital Assets Working Group for Wednesday January 24 at 3 pm ET. The Working Group will discuss disclosure requirements for digital assets, including SEC Rule 15c2-11. Time permitting, the Working Group will also discuss reporting requirements for digital assets. If you would like to participate on this call and are not a member of the Digital Assets Working Group, please update your FIF profile or contact fifinfo@fif.com.

POSTED Jan 22,2024

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