FIF has scheduled a joint call for the Digital Asset Securities Working Group and the Margin / Financial Risk Regulations Working Group for Monday May 19 at 2 pm ET. The Working Groups will discuss the FAQs relating to custody of crypto assets published by the SEC on May 15. If you are interested in participating in this discussion and are not a member of either of these Working Groups, please update your FIF profile or send a note to fifinfo@fif.com.
POSTED May 19,2025
The Back Office Committee will have its next call on Tuesday May 20 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. Nick Rupprecht from Virtu will discuss current industry planning for future settlement of fractional shares through DTCC.
POSTED May 19,2025
FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group for Tuesday May 20 at 2 pm ET. The Working Groups will review and discuss an updated regulatory implementation calendar for 2025 and beyond.
POSTED May 19,2025
FIF has scheduled a call for the Rule 606 Working Group for Tuesday May 20 at 3 pm ET. The Working Group will discuss revised draft FAQs relating to Rule 606(a) reporting to submit to the SEC.
POSTED May 19,2025
The CAT Transaction Reporting Working Group will have its next call on Wednesday May 21 at 2 pm ET. The Working Group will continue its discussion of proposed changes to Appendix D to the CAT NMS Plan (CAT NMS Plan Processor Requirements).
POSTED May 19,2025
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Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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