FIF - Financial Information Forum

Direct Reporting of Muni Trades

FIF has created a subgroup to discuss direct reporting of muni trades. Peter Lisman of Broadridge is coordinating this subgroup and has scheduled the next subgroup call for Monday May 19 at 11:30 am ET. The subgroup will review final revisions to a draft letter to the MSRB recommending that firms have the option to report trades directly to the MSRB RTRS as opposed to reporting trades through the RTTM trade-matching system operated by FICC. If you are interested in participating in this discussion and have not yet registered for this subgroup, please send a note to fifinfo@fif.com, and we will include you on this call.

POSTED May 19,2025

SEC FAQs on Custody of Crypto Assets

FIF has scheduled a joint call for the Digital Asset Securities Working Group and the Margin / Financial Risk Regulations Working Group for Monday May 19 at 2 pm ET. The Working Groups will discuss the FAQs relating to custody of crypto assets published by the SEC on May 15. If you are interested in participating in this discussion and are not a member of either of these Working Groups, please update your FIF profile or send a note to fifinfo@fif.com.

POSTED May 19,2025

Back Office Committee

The Back Office Committee will have its next call on Tuesday May 20 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. Nick Rupprecht from Virtu will discuss current industry planning for future settlement of fractional shares through DTCC.

POSTED May 19,2025

Rule 606 Working Group

FIF has scheduled a call for the Rule 606 Working Group for Tuesday May 20 at 3 pm ET. The Working Group will discuss revised draft FAQs relating to Rule 606(a) reporting to submit to the SEC.

POSTED May 19,2025

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