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Direct Reporting of Muni Trades

FIF has created a subgroup to discuss direct reporting of muni trades. Peter Lisman of Broadridge is coordinating this subgroup and has scheduled a call for Tuesday May 13 at 1 pm ET. The subgroup will review a revised draft letter to the MSRB recommending that firms have the option to report trades directly to the MSRB RTRS as opposed to reporting trades through the RTTM trade-matching system operated by FICC. If you are interested in participating in this discussion and have not yet registered for this subgroup, please send a note to fifinfo@fif.com, and we will include you on this call.

POSTED May 12,2025

CAT CAIS Working Group

FIF has scheduled a call for the CAIS Working Group for Wednesday May 14 at 11 am ET. The Working Group will discuss CAIS issues for expunging inactive accounts.

POSTED May 12,2025

CAT Transaction Reporting Working Group

The CAT Transaction Reporting Working Group will have its next call on Wednesday May 14 at 2 pm ET. The Working Group will continue its discussion of managing CAT costs and discuss feedback from FINRA CAT to comments previously submitted by FIF.

POSTED May 12,2025

SLATE Working Group

The SLATE Working Group will have its next call on Thursday May 15 at 11 am ET. The Working Group will discuss key issues to highlight to FINRA. The Working Group will also discuss how FIF members plan to proceed on the various open interpretive issues relating to SLATE reporting.

POSTED May 12,2025

Back Office Committee

The Back Office Committee will have its next call on Tuesday May 20 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. Nick Rupprecht from Virtu will discuss future settlement of fractional shares through DTCC.

POSTED May 12,2025

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