FIF has scheduled a joint call for the CAT CAIS and CAT Transaction Reporting Working Groups for Monday March 3 at 2 pm ET. The Working Group will continue its discussion of a draft FIF letter to the SEC and FINRA relating to the removal of PII from CAT.
POSTED Mar 03,2025
FIF has scheduled two calls for this week for the SLATE Working Group. The first call will be on Tuesday March 4 at 11 am ET; the second call will be Thursday March 6 at 11 am ET. The Working Group will continue its discussion of the implementation of SLATE reporting.
POSTED Mar 03,2025
FIF has scheduled a Working Group call for Tuesday March 4 at 1 pm ET to review and discuss an updated regulatory implementations calendar for 2025 and beyond. FIF has invited the members of the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group to participate on this call. The most recently updated Regulatory Implementations Calendar is posted on the FIF member website.
POSTED Mar 03,2025
On Wednesday March 5 at 11 am ET, William Barbera and Derek Lacarrubba from the Schulte law firm will discuss the 2025 FINRA Annual Regulatory Oversight Report. FIF has invited the members of the Compliance and Surveillance Working Group to participate on this call.
POSTED Mar 03,2025
The CAT Transaction Reporting Working Group will have its next call on Wednesday March 5 at 2 pm ET. The Working Group will continue its discussion of a revised draft request for exemption relating to the CAT reporting of port settings. The Working Group will also discuss representative order linkage, potential strategies to address CAT costs, and feedback from FINRA CAT in response to recent FIF comments and questions.
POSTED Mar 03,2025
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