FIF - Financial Information Forum

Direct Reporting to the MSRB RTRS

FIF has created a subgroup to discuss direct reporting of muni trades to the MSRB. FIF has scheduled a call for this subgroup for Thursday May 8 at 3 pm ET. The subgroup will review a revised draft letter to the MSRB recommending that firms have the option to report trades directly to the MSRB RTRS as opposed to reporting trades through the RTTM trade-matching system operated by FICC. If you are interested in participating in this discussion and have not yet registered for this subgroup, please send a note to fifinfo@fif.com, and we will include you on this call.

POSTED May 05,2025

FIF Webinar on Current Developments in Electronic Communications Surveillance

On Monday April 28 at 3 pm ET, FIF is hosting a webinar on Current Developments in Electronic Communications Surveillance. The moderator for the panel will be Holly Dito of Daiwa. The panelists will be Rajni Chidambaram of Interactive Brokers, Erin Clemens of StoneX, Donald McElligott of Global Relay, and Craig Warkol of the Schulte Roth law firm. FIF has invited the members of the Compliance and Surveillance Working Group to participate in this webinar. If you would like to participate in this webinar and are not a member of this Working Group, please update your FIF profile or contact fifinfo@fif.com.

POSTED Apr 28,2025

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