FIF - Financial Information Forum

Short Position Reporting

The Short Sales / Reg SHO / Short Reporting Working Group will have its next call on Tuesday January 7 at 11 am ET. The Working Group will continue its discussion of the implementation of short position reporting.   

POSTED Jan 06,2025

CAT Monthly Update Working Group

The CAT Monthly Update Working Group call for January will be on Monday January 12 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.

POSTED Jan 06,2025

Tax Information Reporting Working Group

FIF has scheduled a call for the Tax Information Reporting Working Group for Thursday January 16 at 3:30 pm ET. Representatives from Wolters Kluwer will discuss Tax Reporting Considerations for Digital Asset ETFs.  

POSTED Jan 06,2025

Back Office Committee; SEC Adoption of Daily Reserve Requirement

The Back Office Committee will have its next call on Tuesday January 21 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. FIF will review the SEC’s recent rule change to require broker-dealers that exceed a specified average credit threshold to compute the customer reserve requirement on a daily basis. FIF has prepared an outline of the rule change, which will be reviewed during the Working Group call.

POSTED Jan 06,2025

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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