FIF - Financial Information Forum

Short Position Reporting

The Short Sales / Reg SHO / Short Reporting Working Group will have its next call on Tuesday January 7 at 11 am ET. The Working Group will continue its discussion of the implementation of short position reporting.   

POSTED Dec 30,2024

FIF CAT Monthly Update Working Group

The CAT Monthly Update Working Group call for January will be on Thursday January 9 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.

POSTED Dec 30,2024

Tax Information Reporting Working Group

FIF has scheduled a call for the Tax Information Reporting Working Group for Thursday January 16 at 3:30 pm ET. Representatives from Wolters Kluwer will discuss Tax Reporting Considerations for Digital Asset ETFs.  

POSTED Dec 30,2024

Webinar on Trading Risk Controls and Reg SCI

On Tuesday January 21 at 3 pm ET, FIF is hosting a webinar on Trading Risk Controls and Reg SCI. The moderator for the panel will be Erin Clemens of StoneX. The panelists will be William Barbera of the Schulte Roth law firm, Chris Boldt of Interactive Brokers, Jim Dolan of Kezar Trading, and Doug Craig of Fidessa. FIF has invited the members of the Compliance and Surveillance Working Group and the SEC Cyber, Reg SCI and Reg S-P Working Group to participate in this webinar.

POSTED Dec 30,2024

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Financial Information Forum

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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