FIF - Financial Information Forum

SEC Rule on Short Position and Short Activity Reporting

FIF has scheduled the next call for the FIF Short Sales / Reg SHO / Short Interest Reporting Working Group for Monday April 1 at 2 pm ET. The Working Group will continue its review and discussion of implementation issues relating to SEC Rule 13f-2 on Short Position and Short Activity Reporting, including identification of reportable securities, applicability of the Form 13F reporting requirements to Form SHO, reporting by affiliated groups, and application of the Form SHO reporting requirements to activity outside the US. 

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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