FIF News

Few Seats Left - FIF Year-End Event Sponsored by Refinitiv

There are a few seats remaining for the FIF Year-End Event. Please join us on Thursday, December 5, 2019 at Refinitiv (3 Times Square, NYC) for a panel discussion focusing on the Current State of the Consolidated Audit Trail, followed by a networking reception. The panel will focus upon current and upcoming CAT deliverables, including:  Industry Member Testing, Phase 2a and Phase 2b CAT implementation, Phase 2c and Phase 2d Specification development and implementation, and the first phase of the CAT Customer Information Specification roll-out  FIF would like to thank Refinitiv for sponsoring this event. Registration will close on Monday, December 2nd at 5:00 PM ET. Please register here

Posted Nov 18, 2019

FIF Phase 2a/2b Shared CAT Scenarios Document

FIF has created a page on Google Drive that will allow members to pose questions and comment on applicable sections of the CAT Industry Member Scenarios document. To pose questions/comment on a scenario, simply highlight the section in the document you would like to comment on and click the word bubble that appears. You may also provide responses to fellow members' questions/comments by clicking the box in which the question/comment was posed. FIF will provide our interpretation to each question/comment posed by members. Member questions/comments will be anonymous unless the member is signed into Google. To access the document, please click here

Posted Nov 18, 2019

FIF Submits Commits on the Commissions Proposed Amendments to the CAT NMS Plan

On October 28, 2019, FIF submitted a detailed comment letter to the SEC on FIF's response to the Commission's Proposed Amendments to the CAT NMS Plan.  FIF's comments focus upon remaining risks with respect to CAT implementation as well as our recommendations pursuant to the proposed amendments that FIF believes should facilitate the more efficient and timely CAT roll-out.

Posted Nov 11, 2019

FIF Year-End Event - Sponsored by Refinitiv

Please join us on Thursday, December 5, 2019 at Refinitiv (3 Times Square, NYC) for a panel discussion focusing on the Current State of the Consolidated Audit Trail and a networking reception. The panel will focus upon current and upcoming CAT deliverables, including:  Industry Member Testing, Phase 2a and Phase 2b CAT implementation, Phase 2c and Phase 2d Specificaton development and implementation, and the first phase of the CAT Customer Information Specification roll-out  FIF would like to thank Refinitiv for sponsoring this event. Registration will close on Monday, December 2nd at 5:00 PM ET. Please register here

Posted Nov 11, 2019

FIF Submits Comment on Proposed CAT Amendments

On October 28, 2019, FIF submitted a detailed comment letter to the SEC on FIF's response to the Commission's Proposed Amendments to the CAT NMS Plan.  FIF's comments focus upon remaining risks with respect to CAT implementation as well as our recommendations pursuant to the proposed amendments that FIF believes should facilitate the more efficient and timely CAT roll-out.

Posted Nov 04, 2019