FIF News

FIF Discuss Potential Solutions to LTD Phase 3 and Rule 606 with SEC

On Wednesday, July 10, FIF joined SIFMA at a meeting with SEC Staff to discuss potential solutions to Large Trade Phase 3 through the CAT Customer/Account information database. Additionally, FIF met with SEC Division of Trading and Markets Staff to discuss SEC Rule 606.

Posted Jul 15, 2019

NEW MEMBER FIRM: HSBC

FIF is pleased to announce that HSBC has joined the FIF Community.

Posted Jul 15, 2019

NEW MEMBER FIRM: XTX Markets LLC

FIF welcomes XTX Markets LLC as new members of the FIF Community.

Posted Jul 15, 2019

FIF Sponsors CAT Cost Survey

FIF has initiated a CAT Cost Survey designed to provide FIF member firms with a general view of the current/future costs (and potential cost savings) required to implement the CAT.  The intent of this survey is to provide FIF members with cost details from peer firms to determine budgetary allocation required for CAT implementation in 2020 and beyond.  Please consider responding to FIF’s CAT Cost Survey at your earliest convenience.

Posted Jul 08, 2019

FIF Travels to SEC to Discuss LTR Phase 3

Representatives from FIF will be heading to Washington D.C. on Wednesday to meet with SEC staff on LTR Phase 3. Follow-up items from this discussion will be covered during Thursday's FIF CAT Working Group call. 

Posted Jul 08, 2019