On Tuesday, January 9th and Wednesday, January 10th, FIF met with Thesys CAT and the SEC to continue the ongoing dialogue on outstanding issues concerning CAT implementation. FIF leadership engaged in productive discussions with SEC Division of Trading and Markets Staff, Chairman Clayton, and Commissioners Stein and Piwowar regarding next steps concerning CAT Implemenation. We will discuss our findings from these meetings on the FIF CAT Working Group call tomorrow @2pm est.
POSTED Jan 16,2018
FIF will be holding our initial Cloud Technology Working Group meeting on Thursday, January 11 at 3:00 pm. If you would like to be added to the working group, please contact the program office at fifinfo@fif.com or update your profile here.
POSTED Jan 08,2018
The FIF Execution Quality Working Group is forming a subgroup to discuss potential rule enhancements to SEC Rule 605. If your firm currently is subject to SEC Rule 605 reporting requirements and you would like to join the subgroup, please email the FIF Program Office at fifinfo@fif.com.
POSTED Jan 02,2018
FIF will be holding our initial Cloud Technology Working Group meeting on Thursday, January 11 @ 3:00 PM ET. The kick-off meeting will be a discussion of the group's charter and proposed areas of focus. If you would like to join the working group, please email the program office at fifinfo@fif.com.
POSTED Dec 26,2017
The CAT NMS Plan Operating Committee will be holding an Industry Update on Tuesday, December 19th at 4:15 PM ET. To join the webcast, please click here. To access the webcase, please input the following password: catnms.
If you would like to dial into the event, please use the following credentials:
POSTED Dec 18,2017
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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